Contents
proAudit – Audit Done Right!
At Leitner & Associates, we understand the complexities of audits in today’s regulatory landscape. That’s why we’ve created proAudit, a streamlined and standardized audit solution that simplifies compliance and governance for financial institutions.
Tailored to align with European directives and the legal requirements in Germany, Austria, Luxembourg, Liechtenstein, and Switzerland, proAudit provides a comprehensive review of your internal processes and controls in just 5 business days.
What is proAudit?
proAudit is a professional audit solution designed to:
- Identify gaps in compliance with regulations.
- Provide actionable recommendations to ensure readiness for regulatory inspections by authorities such as ECB, EBA, BaFin, FMA, and CSSF.
- Deliver clear, concise results with minimal disruption to your operations.
What Does proAudit Include?
proAudit follows a 5-step standardized process for efficiency and clarity:
- Document Review:
- Assessment of key documents, including the last audited annual report, supervisory audit reports (ECB, EBA, BaFin, etc.), and internal audit reports specific to the topic.
- Review of internal guidelines, policies, procedures, and process descriptions.
- Sample Testing:
- Testing of up to 25 records, such as transactions, contracts, or risk assessments, based on predefined criteria.
- GAP Assessment:
- Identification of critical compliance and operational gaps in your processes.
- Findings Report:
- Delivery of a concise report summarizing key findings and providing actionable recommendations.
- Follow-up Checklist:
- A checklist to guide the remediation of identified gaps.
Why Choose proAudit?
1. Tailored for Financial Institutions:
proAudit is designed to address the specific challenges faced by financial institutions, aligning with EU directives and national regulations in your jurisdiction.
2. Efficiency and Speed:
With a clear 5-day timeline, proAudit ensures your audit needs are addressed quickly and effectively without compromising quality.
3. Actionable Results:
proAudit goes beyond identifying issues—it provides clear, prioritized recommendations and a roadmap for remediation.
4. Trusted Expertise:
With extensive experience in compliance, risk, and governance, Leitner & Associates is your partner for audits that meet the highest standards.
Who is proAudit For?
proAudit is ideal for financial institutions preparing for:
- Regulatory Inspections: ECB, EBA, BaFin, FMA, CSSF, or other supervisory authorities.
- Internal or External Audits: Ensuring readiness and compliance with regulatory requirements like MaRisk, MaGo, KAMaRisk, ZAG-MaRisk.
- Compliance Enhancements: Addressing specific regulatory gaps to strengthen overall governance.
How Much Does proAudit Cost?
- Price: €9,990 net (+ 19% VAT).
- This cost includes all travel expenses and ensures no hidden fees.
Get Started with proAudit
Don’t let compliance challenges slow you down. With proAudit, you’ll receive a comprehensive, standardized audit solution tailored to your needs. In just 5 days, we’ll deliver the clarity and actionable insights your organization needs to stay compliant.
Learn more about proAudit and schedule your engagement today.