Contents
Customers
Who Are Our Customers?
At Leitner & Associates, our clients represent the backbone of the European financial industry. We proudly serve:
- Credit Institutions and Banks
- Insurance Companies and Pension Funds
- Investment Firms and Asset Management Companies
- Investment Management Companies
- Leasing and Factoring Companies
- Payment Services and Payment Service Providers
- Other Regulated Entities in the Financial Sector
In addition, we offer our expertise to securities brokers, insurance brokers, and real estate brokers across Europe.
Where Are Our Customers Located?
Our primary markets include:
- Germany
- Austria
- Switzerland
- Luxembourg
- Liechtenstein
- France
- United Kingdom
All our clients operate under the supervision of local regulatory authorities such as:
- BaFin (Germany)
- FMA (Austria and Liechtenstein)
- FINMA (Switzerland)
- CSSF (Luxembourg)
- AMF/ACPR (France)
- FCA (United Kingdom)
Our Most Popular Services
- Interim Management in the 2nd Line of Defence (2nd LOD):
We provide experienced professionals for key roles, including:- Chief Compliance Officer (CCO)
- Chief Risk Officer (CRO)
- AML Officer / MLRO
- Central Outsourcing Officer
- Chief Information Security Officer (CISO)
- Data Protection Officer (DPO)
- Head of Internal Audit Function
- Partial Outsourcing of Key Functions:
- Compliance Function
- Risk Control Function
- Internal Audit Function
- Implementation of Compliance, Risk, and Audit Systems:
For clients seeking new licenses, we design and implement:- Compliance Management Systems (CMS)
- Risk Management Systems (RMS)
- Internal Audit Systems (IAS)
Tailored solutions to meet the requirements of BaFin, FMA, FINMA, CSSF, and other regulatory authorities.
Why Choose Leitner & Associates?
We combine in-depth expertise with a customer-centric approach, delivering tailored solutions that help our clients navigate the complexities of the regulatory landscape. Whether it’s interim management, outsourcing, or system implementation, we ensure that every solution is efficient, compliant, and aligned with your strategic objectives.