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proCompliance – Compliance Done Right!
In an evolving regulatory landscape, staying compliant can feel overwhelming. That’s where proCompliance by Leitner & Associates comes in—a streamlined and standardized compliance solution designed to simplify your path to regulatory excellence.
Whether it’s aligning with European directives or meeting national regulations in Germany, Austria, Luxembourg, Liechtenstein, and Switzerland, proCompliance helps you build resilient and effective compliance frameworks in just 5 business days.
What is proCompliance?
proCompliance is a standardized compliance solution that:
- Reviews and assesses your existing compliance framework.
- Identifies gaps in alignment with regulatory requirements such as AMLD5/6, MaRisk, GDPR, and national laws.
- Provides clear, actionable recommendations to strengthen your compliance.
What Does proCompliance Include?
proCompliance follows a 5-step structured process to ensure clarity and efficiency:
- Document Review:
- Examination of internal guidelines, policies, procedures, process descriptions, and 2nd LoD reports.
- Review of key documents, including supervisory and internal audit reports.
- Sample Testing:
- Testing of up to 25 records (e.g., risk assessments, KYC files, data processing activities).
- GAP Assessment:
- Identification of compliance deficiencies in your framework.
- Findings Report:
- Delivery of a concise report summarizing findings and recommendations for improvement.
- Follow-up Checklist:
- A checklist to guide you through remediation steps.
Why Choose proCompliance?
1. Regulatory Alignment:
proCompliance ensures alignment with key regulations, including:
- European Directives: AMLD5/6, GDPR, DORA.
- National Standards: MaRisk, MaGo, KAMaRisk, ZAG-MaRisk, FMA guidelines (Austria), CSSF Circulars (Luxembourg), FINMA compliance (Switzerland).
2. Time-Efficient:
With a 5-day engagement, proCompliance delivers results quickly, ensuring you can act on recommendations without delay.
3. Actionable Insights:
proCompliance isn’t just about identifying issues—it’s about solving them with practical, prioritized steps.
4. Expert Guidance:
With years of experience in compliance and governance, Leitner & Associates brings unmatched expertise to your organization.
Who is proCompliance For?
proCompliance is ideal for:
- Financial Institutions: Banks, fintechs, and insurance companies requiring robust compliance frameworks.
- Regulated Entities: Preparing for audits or inspections by authorities like ECB, BaFin, CSSF, or FMA.
- Organizations Enhancing Compliance: Updating processes to meet new regulatory requirements.
How Much Does proCompliance Cost?
- Price: €9,990 net (+ 19% VAT).
- This all-inclusive price covers travel expenses, ensuring no hidden fees.
Get Started with proCompliance
Achieving compliance excellence doesn’t have to be complicated. With proCompliance, you’ll receive a comprehensive review and actionable roadmap to strengthen your compliance frameworks—all in just 5 days.
Learn more and schedule your proCompliance engagement today